Customer Account Statement Rule Education Resources
The IPA is excited to announce an expanded toolkit of resources designed to advance education around the amended Customer Account Statement Rule changes, or FINRA Rule 2310. In the coming weeks, we will also be posting sample statements that demonstrate and explain new disclosures and calculations resulting from the […]
The IPA held its 2nd Annual Executive Summit and 3rd Annual Washington Fly-in, April 28-29, in Washington, DC. Nearly 120 leaders from across the Direct Investments industry came together to discuss the current regulatory environment, and identify the growth opportunities that will define the future. […]
On Wednesday, the SEC unanimously adopted final Rules to expand the Regulation A exemption (a.k.a. Reg. A+), in order to further promote capital formation for small business in America as mandated by the JOBS Act.
Member Alert 2015-3 Dear IPA Members, The Department of Labor today indicated that it would submit to the Office Of Management and Budget (OMB) proposed changes in the definition of the"fiduciary" for purposes of the Employee Retirement Income Security Act (ERISA).