Broker Dealer Advocacy

Chair: Frank McCarthy
Ameriprise Financial Services
612-678-4683
frank.a.mccarthy@ampf.com

The primary mission of the Broker Dealer Advocacy Committee is to ensure the interests of Broker Dealers on all matters involving the Association are heard and addressed within the Association. In addition, the Committee works with the Program Committee and Membership Committee to build programs and benefits that add value and enhance the Broker Dealer membership experience with the Association.

IPA Broker Dealer Committee Notes 8-25-11
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IPA_Broker_Dealer_Committee_Notes_2-24-11.doc
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IPA Broker Dealer Committee Notes 1-27-11
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Media Center

Job Opening at the IPA: Education Director February 3, 2012
The IPA is looking to hire an Education Director. The Education Director will work closely with the association’s Education Committee to grow the market of financial advisors selling Direct Investment products, including Non--Listed REITs, Oil and Gas Partnerships, Private Placements, Equipment Leasing, and Managed Futures. This individual will be primarily […]
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January 2012 IPA/FINRA Annual Meeting Recap February 3, 2012
On Monday, January 30th, an IPA board designated team met with members of FINRA for the annual strategy meeting. The primary objectives were to support the positive relationship between the IPA and FINRA, and to learn about FINRA’s priorities for 2012. Please log into the IPA members only site to view the full notes from […]
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Non-traded REITs face tough scrutiny January 19, 2012
InvestmentNews editor Bruce Kelly recently spoke with IPA CEO and President Kevin Hogan, as well as several other IPA-member representatives, to learn more about what to expect in the Non-Listed REIT industry during the upcoming year. Kelly outlined some of the largest industry events of the past year and provided an in-depth look into the […]
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