Compliance Committee

Chair: Lori Kamen
CNL Securities Corp
407-540-2507 Direct
Lori.Kamen@cnl.com

IPA firmly believes that every member should lead by example and uphold the highest standards in professional and business dealings. The Compliance Committee works in conjunction with the Marketing and Communications Committee and the Board of Trustees to develop and oversee the IPA Code of Ethics. In addition, the Compliance Committee works with all IPA committees to help create best practice guidelines, memorandums, IPA Alerts and white papers for the Association to follow.

Compliance Committee Notes 1-11-12
» 1 hits - January 26, 2012
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Compliance Committee Note 6-8-11
» 1 hits - July 8, 2011
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Compliance_Committee_2-9-11.doc
» 1 hits - March 23, 2011
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Media Center

Job Opening at the IPA: Education Director February 3, 2012
The IPA is looking to hire an Education Director. The Education Director will work closely with the association’s Education Committee to grow the market of financial advisors selling Direct Investment products, including Non--Listed REITs, Oil and Gas Partnerships, Private Placements, Equipment Leasing, and Managed Futures. This individual will be primarily […]
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January 2012 IPA/FINRA Annual Meeting Recap February 3, 2012
On Monday, January 30th, an IPA board designated team met with members of FINRA for the annual strategy meeting. The primary objectives were to support the positive relationship between the IPA and FINRA, and to learn about FINRA’s priorities for 2012. Please log into the IPA members only site to view the full notes from […]
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Non-traded REITs face tough scrutiny January 19, 2012
InvestmentNews editor Bruce Kelly recently spoke with IPA CEO and President Kevin Hogan, as well as several other IPA-member representatives, to learn more about what to expect in the Non-Listed REIT industry during the upcoming year. Kelly outlined some of the largest industry events of the past year and provided an in-depth look into the […]
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